Transition Guide and Timelines

Transitioning from one broker/dealer to another can be a dramatic step, but with the proper guidance and instruction, the process can go smoothly, with minimal disruption to your business. Advance preparation is the key to a successful transition, and we recommend that you contact us at least 30 days prior to your planned switch to ONESCO. To assist you throughout your transfer process, ONESCO offers our Transition Guide. This guide will:

• Detail step-by-step what must take place in order for your business to transition to ONESCO.
  
• Help you develop a customized transition plan based upon your business needs and makeup of your client base.
  
• Offer tips and tools to help you minimize the amount of labor necessary for completing the necessary applications and forms.
  

ONESCO will review your registration package upon receipt and work with you to develop a target date for the transfer of your registration to our broker/dealer. Once your registration has been approved, we will ensure that you receive the necessary support and tools (training, operational forms and manuals, expedited stationary review, etc.) to begin a successful career with ONESCO.

To discuss your transition in greater detail, or to receive a copy of our Transition Guide, please contact the ONESCO STARTeam at 877.663.7267, option 0.