Client Transfer Procedures

Transferring your business doesn't have to be overwhelming. With the right information and support, you can easily get the process started.

Click on the topics of interest to you below for transfer guidelines.

• Changing representative of record (non-Brokerage accounts)
• Changing broker/dealer of record (non-Brokerage accounts)

Additional forms may be required for Brokerage accounts. Please contact the ONESCO STARTeam at 877.663.7267, option 0 or reference our Transition Guide for more information.